-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8pK3RRu9hQjxP7dG2nNpqA6DuD0FFoWEDVjKMOj02b5guK2ShviSBsJtDa4Rrj4 K8thRkDhsmUuutpZeIt7MA== 0000947871-00-000218.txt : 20000314 0000947871-00-000218.hdr.sgml : 20000314 ACCESSION NUMBER: 0000947871-00-000218 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44729 FILM NUMBER: 567814 BUSINESS ADDRESS: STREET 1: 163 BAYPOINTE PKWY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084341800 MAIL ADDRESS: STREET 1: 163 BAYPOINTE PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FURUKAWA ELECTRIC CO LTD CENTRAL INDEX KEY: 0001090454 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6-1 MARUNOCHI 2-CHOME CITY: CHIYODA-KU TOKYO STATE: M0 ZIP: 1008322 MAIL ADDRESS: STREET 1: 6-1 MARUNOCHI 2-CHOME CITY: CHIYODA-KU TOKYO STATE: M0 ZIP: 1008322 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* JDS UNIPHASE CORPORATION --------------------------------------- (Name of Issuer) Common Stock, Par Value $.001 per share ---------------------------------------- (Title of Class of Securities) 466125 10 1 ---------------------------------------- (CUSIP Number) Not Applicable ---------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this page shall not be deemed to be "filed" for the purpose of Section18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 466125 10 1 Page 2 of 7 Pages 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSONS (entities only) The Furukawa Electric Co., Inc. FEJ Holding Inc. FEJ Sales Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X --- (b) __ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Furukawa Electric Co., Ltd.: Japan FEJ Holding Inc.: Canada FEJ Sales Inc.: Canada - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- - -------------------------------------------------------------------------------- SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 144,734,080 ------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- - -------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 144,734,080 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 144,734,080 - -------------------------------------------------------------------------------- 10 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Approximately 17.16% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *See Instructions Before Filing Cusip No. 466 125 10 1 Page 3 of 7 Pages Schedule 13 G (Cont.) Item 1(a)- Name of Issuer: JDS Uniphase Corporation Item 1(b)- Address of Issuer's Principal Executive Offices: 163 Baypointe Parkway San Jose, California 95134 Item 2(a)- Name of Person Filing: The Furukawa Electric Co., Ltd FEJ Holding Inc. FEJ Sales Inc. Item 2(b)- Address of Principal Business Office: 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8322 Japan Item 2(c)- Citizenship (Place of Incorporation): The Furukawa Electric Co., Ltd.: Japan FEJ Holding Inc.: Canada FEJ Sales Inc.: Canada Item 2(d)- Title of Class of Securities: Common Stock Item 2(e)- Cusip Number: 466125 10 1 Item 3- This statement is being filed pursuant to Rule 13d-1(c). Item 4(a)- Amount beneficially owned: 144,734,080 JDS Uniphase Canada Ltd., a subsidiary of the Issuer, has issued exchangeable shares (the "Exchangeable Shares"). The Exchangeable Shares are exchangeable at any time into Common Stock on a one-for-one basis, entitle their holders to dividend and other rights economically equivalent to those of the Common Stock, and through a voting trust, vote at meetings of stockholders of the Issuer. The Furukawa Electric Co., Ltd. ("FEC"), through its Canadian subsidiaries FEJ Holding Inc. ("FEJH") and FEJ Sales Inc. ("FEJS"), owns 8,900,000 shares of Common Stock ("Common Shares") and 135,834,080 Exchangeable Shares. Cusip No. 466 125 10 1 Page 4 of 7 Pages Schedule 13 G (Cont.) Item 4(b)- Percent of Class: 17.16% FEC, through FEJH and FEJS, owns a total of 144,734,080 Common Shares and Exchangeable Shares, which represents approximately 17.16% of the aggregate outstanding Common Shares and Exchangeable Shares, taken together. Item 4(c)- Number of Shares to which the reporting person has: (i)--sole power to vote or to direct the vote: -0- (ii)-shared power to vote or to direct the vote: 144,734,080 (iii)sole power to dispose or to direct the disposition of: -0- (iv)-shared power to dispose or to direct the disposition of: 144,734,080 Item 5 - Ownership of Five Percent or Less of a Class: Not Applicable Item 6 - Ownership of More than Five percent on Behalf of Another Person: Not Applicable Item 7- Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8- Identification and Classification of Members of the Group: Not Applicable Item 9- Notice of Dissolution of Group: Not Applicable Item 10- Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. Cusip No. 466 125 10 1 Page 5 of 7 Pages Schedule 13 G (Cont.) After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 13, 2000 THE FURUKAWA ELECTRIC CO., LTD. / s / Osamu Sato By: -------------------------------------- Name: Osamu Sato Title: General Manager/Finance and Accounting Department Cusip No. 466 125 10 1 Page 6 of 7 Pages Schedule 13 G (Cont.) After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 13, 2000 FEJ HOLDING INC. / s / Osamu Sato By: -------------------------------------- Name: Osamu Sato Title: Vice President Cusip No. 466 125 10 1 Page 7 of 7 Pages Schedule 13 G (Cont.) After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 13, 2000 FEJ SALES INC. / s / Jo Kubota By: -------------------------------------- Name: Jo Kubota Title: Director -----END PRIVACY-ENHANCED MESSAGE-----